Our senior management team is represented here, and they may all be contacted directly through email with any queries or complaints. We believe in transparency and maintain an open door policy in order to receive criticism or suggestions for ways to improve our business. We know that regardless of how hard we work, there is always room for improvement.
| NAME | POSITION | |
|---|---|---|
| Aldwin Arthur Rafferty | Co-Founder | [email protected] |
| Thomas George Callen | Co-Founder | [email protected] |
| Chase Kovner | Managing Partner - Client Development | [email protected] |
| Peter Lin | Chief Executive Officer | [email protected] |
| John Hsu | Chief Financial Officer | [email protected] |
| William Peter Holt | Head of Asset & Wealth Management | [email protected] |
| Chang Chen | Chief Securities Lawyer | [email protected] |
| Wolfgang Becker | Chief Operations Officer | [email protected] |
| Robert Bowen | Chief Compliance Officer | [email protected] |
| Christiane Dressler | Director of Investment Banking | [email protected] |
| Roger Barton | Chief Strategist | [email protected] |
| Cora Miao | Head of Accounts | [email protected] |
| Kelly Ko | Head of Retail Trading | [email protected] |
Senior Wealth Advisors
| NAME | POSITION | |
|---|---|---|
| James Gerald Harper | Chief Trader | [email protected] |
| Noah Henry Patton | Senior Wealth Advisor | [email protected] |
| Edward Robert Wade | Senior Wealth Advisor | [email protected] |
| Jack Benjamin Cross | Senior Wealth Advisor | [email protected] |
| Tom Grey | Senior Wealth Advisor | [email protected] |
| David Shaw | Senior Wealth Advisor | [email protected] |
| John Van Wyk | Senior Wealth Advisor | [email protected] |
| Luke Wright | Senior Wealth Advisor | [email protected] |
| George Silva | Senior Wealth Advisor | [email protected] |
Portfolio Managers
| NAME | |
|---|---|
| Andrew Fuller | [email protected] |
| Robert Bay | [email protected] |
| Emily McKenzie | [email protected] |
| Michael Bryce | [email protected] |
| Sean Russo | [email protected] |
| Joe Hisaishi | [email protected] |
| Roy Chiu | [email protected] |
| David Adkins | [email protected] |
| Adrian Greenwood | [email protected] |
| Sean Harris | [email protected] |
| Richard Samuels | [email protected] |
| Ryan Harkness | [email protected] |
| John Odate | [email protected] |
| Joan Chen | [email protected] |
| Anna Saeki | [email protected] |